A three-dimensional numerical study on the stability of layered rock spillway tunnels in alpine canyon areas
Peng-Zhi Pan* , Fuyuan Tan, Fengqiong Li, Fudong Chi, Xufeng Liu , Zhaofeng Wang
Deep Resources Engineering. 2024, 1(2): 100023. 
doi.org10.1016j.deepre.2024.100023.pdf
Abstract: Rock masses in alpine canyon areas exhibit strong heterogeneity, discontinuity, and are subject to strong tectonic effects and stress unloading, leading to extremely complex distribution of in-situ stress. In addition, the occurrence of layered rock masses makes it more complex, with obvious anisotropic mechanical properties. This study proposes a comprehensive method for evaluating the stability of layered rock spillway tunnels in a hydropower station in an alpine canyon. First, the failure criterion and mechanical model of layered rock masses considering the anisotropy induced by the bedding plane and the true triaxial stress regime were established; an inversion theory and calculation procedure for in-situ stress in alpine canyon areas were then introduced. Finally, by using a self-developed numerical tool, i.e. CASRock, the stability of the layered rock spillway tunnel in a hydropower station was numerically analyzed. The results show that, affected by geological structure and stratigraphic lithology, there is significant differentiation in the in-situ stress in alpine canyons, with horizontal tectonic stress as the main factor. The occurrence of layered rock masses in the region has a significant impact on the stability of surrounding rock, and the angle between the bedding strike and the tunnel axis as well as the bedding dip both exert a significant influence on the failure characteristics of the surrounding rock.
Highlights:
• This study proposes a comprehensive method for pre-evaluating layered rock masses stability in alpine canyon areas.
• The stress differentiation is mainly affected by local riverbank topography and regional tectonic stress fields.
• The angle between layer and tunnel axis and the dip angles of bedding both have a large impact on the degree of rock failure.
Keywords: Alpine canyon areas; In-situ stress inversion; Layered rock mass; Stability characteristics of surrounding rock; Numerical simulation
Cite: Pan, P.-Z.; Tan, F.Y.; Li, F.Q.; Chi, F.D.; Liu, X.F.; Wang, Z.F., A three-dimensional numerical study on the stability of layered rock spillway tunnels in alpine canyon areas. Deep Resources Engineering 2024,1 (2): 100023. https://doi.org/10.1016/j.deepre.2024.100023
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